SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Singleton Philip Austin Jr.

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OneWater Marine Inc. [ ONEW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
CEO / See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
12/30/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.01 12/30/2021 G V 42,700 D $0 551,891 I By Auburn OWMH, LLLP
Class A common stock, par value $0.01 12/31/2021 S(1) 10,000 D $60 541,891 I By Auburn OWMH LLLP
Class A common stock, par value $0.01 01/03/2022 S(1) 3,896 D $59.74(2) 537,995 I By Auburn OWMH LLLP
Class A common stock, par value $0.01 01/03/2022 S(1) 2,245 D $60.89(3) 535,750 I By Auburn OWMH LLLP
Class A common stock, par value $0.01 01/03/2022 S(1) 13,859 D $61.79(4) 521,891 I By Auburn OWMH LLLP
Class A common stock, par value $0.01 215,810 D
Class A common stock, par value $0.01 345,678 I By Philip Singleton Irrevocable Trust, Dated December 24, 2015
Class A common stock, par value $0.01 481,434 I By Austin Singleton Irrevocable Trust, Dated December 30, 2015
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Singleton Philip Austin Jr.

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Auburn OWMH, LLLP

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Singleton Asset Management, LLC

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Singleton Michelle

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Philip Singleton Irrevocable Trust, dated December 24, 2015

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Austin Singleton Irrevocable Trust, dated December 30, 2015

(Last) (First) (Middle)
6275 LANIER ISLANDS PARKWAY

(Street)
BUFORD GA 30518

(City) (State) (Zip)
Explanation of Responses:
1. Sold pursuant to a Rule 10b5-1 trading plan.
2. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $59.26 to $60.00, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $60.40 to $61.37, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
4. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $61.46 to $62.30, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Remarks:
Member of 10% ownership group
/s/ Jack Ezzell, Authorized Signatory for Phillip Austin Singleton, Jr. 01/03/2022
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC, in its capacity as general partner of Auburn OWMH, LLLP 01/03/2022
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC 01/03/2022
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton 01/03/2022
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Philip Singleton Irrevocable Trust, dated December 24, 2015 01/03/2022
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Austin Singleton Irrevocable Trust, dated December 30, 2015 01/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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